IKONICS Corporation

2015 IKONICS Annual Report

Through processes based in photochemistry, abrasive etching, chemical etching and other technologies, IKONICS participates in a diverse spectrum of markets. From traditional and high-tech screen printing, to decorative and industrial etching.

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34 PART III Item 10. Directors and Executive Officers of the Registrant The information to be included in the Company's definitive proxy statement for the 2015 Annual Meeting of Shareholders under the captions "Election of Directors," "Executive Officers" and "Section 16(a) Beneficial Ownership Reporting Compliance" is incorporated by reference. The following information completes the Company's response to this Item 10. The Company has adopted a code of ethics that applies to the Company's Chief Executive Officer, Chief Financial Officer, Controller and other employees performing similar functions. This code of ethics is filed as Exhibit 14 to this report. The Company intends to satisfy the disclosure requirement under Item 5.05 of Form 8-K regarding an amendment to, or a waiver from, this code of ethics by posting such information on its web site which is located at www.ikonics.com. Item 11. Executive Compensation The information to be included in the Company's definitive proxy statement for the 2016 Annual Meeting of Shareholders under the captions "Election of Directors—Director Compensation," "Summary Compensation Table," "Outstanding Equity Awards at Fiscal Year-End" and "Employment Contracts; Termination of Employment and Change-In-Control Arrangements" is incorporated by reference. Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters The information to be included in the Company's definitive proxy statement for the 2016 Annual Meeting of Shareholders under the captions "Security Ownership of Principal Shareholders and Management" and "Equity Compensation Plan Information" is incorporated by reference. Item 13. Certain Relationships and Related Transactions, and Director Independence The information to be included in the Company's definitive proxy statement for the 2016 Annual Meeting of Shareholders under the caption "Election of Directors" is incorporated by reference. The Company has not engaged in any transaction since the beginning of its last fiscal year and does not currently propose to engage in any transaction required to be disclosed pursuant to Item 404 of Regulation S-K. Item 14. Principal Accountant Fees and Services The information to be included in the Company's definitive proxy statement for the 2016 Annual Meeting of Shareholders under the caption "Principal Accounting Firm Fees" is incorporated by reference. Item 15. Exhibits and Financial Statement Schedules (a)(1) The following financial statements of the Company are filed as part of this Annual Report on Form 10-K; (i) Report of RSM US LLP, independent registered public accounting firm (ii) Balance Sheets as of December 31, 2015 and 2014 (iii) Statements of Income for the years ended December 31, 2015 and 2014 (iv) Statements of Stockholders' Equity for the years ended December 31, 2015 and 2014 (v) Statements of Cash Flows for the years ended December 31, 2015 and 2014 (vi) Notes to the Financial Statements

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